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Representative, AML Compliance

The Representative, AML Compliance is responsible for detecting suspicious trends and activity by monitoring transactions through various systems and applications. S/he provides accurate documentation of account activity, recommends any action(s) to be taken and writes Suspicious Activity Reports for the Federal Government in compliance with all Company guidelines and protocol.
Responsibilities -
  • Detects suspicious trends and activity by monitoring transactions through various systems/applications.
  • Ensures compliance by adhering to and following all Company policies, guidelines and protocol.
  • Interacts with branch employees in order to make the appropriate business decisions concerning customer relationships.
  • Keeps informed of AML regulations and methods to ensure compliance.
  • Maintains legal and regulatory compliance information.
  • Provides accurate documentation of account activity and recommends action to be taken.
  • Researches and analyzes high level customer relationships using all available resources in order to make the appropriate business decision concerning the customer relationship.
  • Works on other duties as assigned or requested.
  • Writes clear and concise Suspicious Activity Reports that will be sent to the Federal Government.
  • Education - Bachelor's Degree; Economic Crimes, Criminal Justice or equivalent degree., or equivalent work experience;
Work Experience - Financial Services industry or related field.
  • Skills and Abilities - Ability to maintain attention to detail and accuracy under pressure situations.
  • Excellent written and verbal communication skills.
  • Must have a team player mindset, actively take initiative and have a strong work ethic.
  • Proficient knowledge and understanding of AML regulation and methods, money laundering, and terrorist financing.
  • Strong analytical and problem solving skills.
  • Strong organizational and time management skills.
  • Physical Demands- Minimal physical effort such as sitting, standing, and walking.
  • Competencies - Builds effective working relationships with peers
  • Communicates clearly and precisely, Listens carefully and asks questions to clarify understanding,
  • Knows who the organization's key customers and competitors are.
  • Has basic understanding of financial services industry and how organizations operate
  • Learns about and diligently follows established risk management policies, processes and procedures
  • Maintains professional behavior at all times in representing the company.
  • Does all routine work accurately and on-time; is aware of own impact on others
  • Openly and proactively shares information
  • Understands the central role the risk management function plays in the organization environment.
  • Learns to identify and flag items non-compliant with regulations
  • Works effectively in team settings.
  • Shows appreciation for others' help and lends a hand when needed to complete shared tasks